Capital Market Advisory
Capital Market Advisory
    We have an excellent team of professionals consisting of highly experienced Company Secretaries, Chartered Accountants, Advocates, Legal Firms specializing in Corporate and Securities law, Corporate Finance, Corporate Advisors and Corporate Restructuring. A brief profile is as under:

      Capital Market

    • Pre IPO activities for the company including strengthening accounting systems & procedures, ensuring that all the taxes & regulatory aspects are complied with completion of ROC compliances etc.
    • Due Diligence of the Company and its Group.
    • Assist in raising funds through Public Issue (IPO), FPO, Private Equity, QIP, FCCB, ADR/GDR, Debt Funding etc.
    • Listing of securities under IPO, FPO, Bonus Shares, Preferential Issue, Rights Issue, ESOP/ESOS, ADR/GDR issues, Debt and Mutual Funds.
    • Completion of pre and post issue listing formalities with the Stock Exchange(s).
    • Liaisoning with Stock Exchanges, SEBI, and other Regulatory and Intermediaries.
    • Assisting in various Compliances pertaining to Listing Agreement of the Stock Exchanges and various regulations of SEBI which are applicable to the companies like Takeover Code and Insider Trading Regulations.
    • Drafting of prospectus /Offer for sale/ letter of offer/other documents related to issue of securities and obtaining various approvals in association with lead managers.

      Stock Exchange & SEBI Matters

    • Work related to new listing of shares as well as additional issue of shares with the Stock Exchange in terms of listing agreement and SEBI guidelines.
    • Work related to revocation of suspension and re-instatement of trading with the Stock Exchange
    • Compliance of various clauses, guidelines, rules & regulations of Listing Agreements of Stock Exchange and of SEBI.
    • Arrangement for take Over of Private and Listed Companies and compliance of the formalities related thereto in terms of SEBI (Substantial Acquisition of Shares and takeover) Regulation, listing agreement with Stock Exchange and other company law matters.

      Corporate Governance

    • Assisting the company for compliance with Clause 49 of the Listing Agreement.
    • Assisting the company for forming and monitoring compliance of Charter of Audit Committee.
    • Assisting the company for forming and monitoring compliance with Code of conduct for Board procedures

      Merger / Amalgamation / Takeover / Restructuring

    • Preparation and filing of Scheme of Merger / Amalgamation / Reconstruction with High Court and other related authorities for their approval
    • Preparation and filing of Scheme of arrangements / compromise with High Court and other related authorities for their approval.

      Secretarial & Corporate Matters

    • Dealing with ROC in respect of formation, change in name, object clause, conversion, shifting of registered office, amendment in capital clauses, reduction of capital, alteration of articles of association, conducting of general meeting, formalities related to declaration & distribution of dividend of Companies and maintenance of various records and registers under the Companies Act, 1956 by private / public / listed companies.
    • Due diligence of the Company for various purposes.
    • All Statutory Compliances as required under the Companies Act, 1956, SEBI Guidelines, Listing Agreements etc.
    • Filing of petition and documents with Company Law Board & Regional Director required for various purposes for their approval.
    • Dematerialization of Shares and execution of necessary agreement with CDSL, NSDL & Registrar and handled the work related thereto.

      Corporate Finance

    • Corporate financial structuring for the clients and helping them to raise funds required for the projects both for debts and Equity.
    • Preparation of Project report, Application for financial assistance and getting the Projects /Proposals sanctioned by Financial Institutions /Banks.
    • Collaboration with Foreign Companies and work related thereof.